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August 24, 2010
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Welcome to Oklahoma Securities Lawyers.com

 

 
Did You Know?    
 
 
Swap: In general, the exchange of one asset or liability for a similar asset or liability
Swap: In general, the exchange of one asset or liability for a similar asset or liability for the purpose of lengthening or shortening maturities, or raising or lowering coupon rates, to maximize revenue or minimize financing costs. This may entail selling one securities issue and buying another in foreign currency; it may entail buying a currency on the spot market and simultaneously selling it forward. Swaps also may involve exchanging income flows; for example, exchanging the fixed rate coupon stream of a bond for a variable rate payment stream, or vice versa, while not swapping the principal component of the bond. Swaps are generally traded over-the-counter.

 



In today's financial world, national and Oklahoma investors need a secure source of information for their investment needs, and lawyers to fight for them if they have been defrauded in any way. The comprehensive field of securities is layered with difficult to understand rules and regulations that securities lawyers are experts in, and are willing to help you.

The Securities and Exchange Commission generally administrates federal securities laws. The SEC regulates and administers the way stocks and bonds can be traded, issued, brokered, and sold. Our Oklahoma Securities Lawyer can assist you with understanding the complex rules and regulations of the SEC.

When you are preparing yourself to purchase or broker stocks, bonds, mutual funds, etc., Oklahoma Securities' Attorneys are a valid and necessary counsel. A securities attorney can assess the market and advise you on your investments. They can also file suits and claims if you or anyone you know has been a victim or has experienced any kind of securities fraud.

The following is a list of common securities fraud issues:

  • Providing False Information
  • Stock Manipulation
  • Lying to Auditors
  • Insider Trading
  • Late-Trading Schemes
  • Unauthorized Trading
  • Breach of Fiduciary Duty
  • Broker Embezzlement

There is no shame in being a victim of securities fraud. Stock Brokers and other related professionals hold a high standard of quality in their respected field. But sometimes innocent people are taken advantage of. Fraud is the most serious offense a professional in the financial profession can commit. The following are several related ways you can be defrauded:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud
  • Internet Fraud
  • Trading Fraud

Other aspects a Securities Lawyer can help you with include:

  • Securities Brokering
  • Securities Dealing
  • Securities Underwriting
  • Investment Advisory

Contact our Oklahoma Securities Lawyer Now!

 

 
Oklahoma Audio & Video    
 
  WorldCom's Ebbers Sentenced to 25 Years
AUDIO, RM, 44Kbps, 1:02, 7/13/2005

Bernard Ebbers, the former CEO of telecommunications company WorldCom, was sentenced to 25 years in prison Wednesday for his role in what authorities call the largest accounting fraud in U.S. history.
Source: NPR
 
 
Oklahoma External Sites    
 
 

Oklahoma Department of Securities
Oklahoma Department of Securities is a government organization charged with regulating and enforcing all aspects of the securities busness in the sta
Oklahoma Uniform Securities Act
OKLAHOMA UNIFORM SECURITIES ACT OF 2004. ARTICLE 1. SECURITIES COMMISSION. § 1-101. Short title,. This act shall be known and may be cited as the &qu

 


  Securities News  
 


Latest news about securities cases in Oklahoma and nationwide:

Federal Authorities Seeking Fugitive
The United States Attorney’s Office today announced that FRANK R.V. LOOMANS, 37, of Atlanta, Georgia, formerly manager of investor relations for Co...
Read more >


Jury Finds Former PIMCO Equity Funds Chairman Defrauded Investors
Washington, D.C., June 30, 2006 - The Securities and Exchange Commission announced that a federal court jury today found Stephen J. Treadway, the f...
Read more >


Vermont to Receive $3.875 Million in Global Securities Settlement
mont – Nine major Wall Street brokerage firms have agreed to pay the State of Vermont $3.875 million in fines as part of an historic nationwide se...
Read more >


More Securities News >

 
 

Securities Terms

 


Tuesday's Term

Hedge Exemption

Definition:
An exemption from speculative position limits for bona fide hedgers and certain other persons who meet the requirements of exchange and CFTC rules.

Artificial Price

Definition:
A futures price that has been affected by a manipulation and is thus higher or lower than it would have been if it reflected the forces of supply and demand.

Call

Definition:
An option contract giving the buyer the right but not the obligation to purchase a commodity or other asset or to enter into a long futures position

More Securities Terms >

 

Securities Resources

 


Search Securities resources in our resource center:

More Resources >

 

Securities Hot Topics

 
Topics Related to Securities:

  • Investment Fraud
  • Stock Fraud
  • Bond Fraud
  • Mutual Fund Fraud

More Securities Topics >

Oklahoma Securities Attorney

 
If you live in the following cities and need an securities attorney you should contact our Securities Attorney as soon as possible:

  • Ada
  • Altus
  • Ardmore
  • Bartlesville
  • Bethany
  • Broken Arrow
  • Chickasha
  • Choctaw
  • Claremore
  • Collinsville
  • Duncan
  • Durant
  • Edmond
  • El Reno
  • Enid
  • Guthrie
  • Lawton
  • Mcalester
  • Miami
  • Muskogee
  • Mustang
  • Norman
  • Oklahoma City
  • Okmulgee
  • Owasso
  • Ponca City
  • Sand Springs
  • Sapulpa
  • Shawnee
  • Stillwater
  • Tahlequah
  • Tulsa
  • Yukon
 


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